Support Board

Distributor Validation, Administration of Self-Certification Forms and Monitoring:

Distributor and Distributor Group shall validate that each Non-Professional Subscriber has an Order Routing Device provided by Distributor or Distributor Group and shall also administer Self-Certification Forms for Non-Professional Subscribers, as further detailed below.
Exhibit A to this Schedule 4 (the “Self-Certification Form”) or a form substantially equivalent thereto must be completed and returned to Distributor for a Subscriber to qualify as a NonProfessional.
Distributor shall administer the Self-Certification Form for Non-Professional Subscribers and shall review such Self-Certification Forms so as to exclude from certification any Subscriber that does not, to the Distributor’s reasonable knowledge, qualify as a Non-Professional.
Distributor will monitor and manage the total number of units per NonProfessional Subscriber, and not entitle more than two (2) Order Routing Devices per Non-Professional Subscriber.